Sushil Finance Disclaimer

1. All investments involve risk and the past performance of a security, or financial product does not guarantee future results or returns. Keep in mind that while diversification may help spread risk it does not assure a profit, or protect against loss, in a down market. There is always the potential of losing money when you invest in securities or other financial products. Investors should consider their investment objectives and risks carefully before investing. Investors should be aware that system response, execution price, speed, liquidity, market data, and account access times are affected by many factors, including market volatility, size and type of order, market conditions, system performance, and other factors.

2. Sushil Finance Consultants Limited or any of its Group Companies (jointly referred to as “Sushil Finance”) make no warranties or representations, express or implied, on products and services offered through the platform. It accepts no liability for any damages or losses, however, caused in connection with the use of related services.

3. All information placed on https://global.sushilfinance.com website is for informational purposes only and does not constitute an offer to sell or buy a security. Furthermore, any information on the website is not intended as investment advice. Certain hyperlinks or referenced websites on the Site, if any, are for your convenience and forward you to third-party websites, which generally are recognized by their top-level domain name. Any descriptions of, references to, or links to other products, publications or services do not constitute an endorsement, authorization, sponsorship by or affiliation with Sushil Finance with respect to any linked site or its sponsor unless expressly stated by Sushil Finance. Any such information, products or sites have not necessarily been reviewed by Sushil Finance and are provided or maintained by third parties over whom Sushil Finance exercises no control. Sushil Finance expressly disclaims any responsibility for the content, the accuracy of the information, and/or the quality of products or services provided by or advertised on these third-party sites.

4. Sushil Finance Consultants Limited's role here is limited to a Referrer whereby Sushil Finance will introduce the customer to the platform provider, Borderless Investing Inc., and its affiliates ("Borderless Investing") post which clients will be directly sharing their details with the executing broker referred by Borderless Investing.  Borderless Investing has represented to us that it is neither a broker nor an investment adviser but is only a platform provider that enables investments in a diverse set of global assets from a single account (via “Stockal”). Therefore, Borderless Investing makes no warranties or representations, express or implied, on products and services offered through its platform nor does it accept any liability for any damages or losses that may be caused in connection with the use of related services.

5. Borderless Investing through its affiliates, acting as the introducing entity has entered into a carrying and clearing agreement with DriveWealth LLC. (“DriveWealth”), to offer U.S. securities on the Stockal Platform. All transactions/orders being placed by clients shall be executed through the carrying broker DriveWealth.

6. Once customers have been referred, they are solely responsible for any orders placed by them and understand that all orders are unsolicited and based on their own investment decisions. Sushil Finance and any of its employees, agents, principals, or representatives DO NOT: [a] provide recommendations of any security, transaction, or order; [b] provide investment advice; [c] produce or provide research to any user regarding any security, transaction, or order; [d] handle funds or securities related to securities orders or effect the clearance or settlement of a user's trades done through in US stock markets. All dealings including KYC will be undertaken by DriveWealth and assisted by Borderless Investing directly with the recipient and Sushil Finance will not incur any personal financial liability.

7. Investments in securities markets are subject to market risks, read all the related documents carefully before investing.

8. Sushil Finance Consultants Limited is a distributor of financial products and services like Corporate Fixed Deposits, Bonds and IPOs. Customers need to check products and features before investing since the contours of the product rates may change from time to time. Sushil Finance is not liable for any loss or damage of any kind arising out of investments in these products. 

9. No advice or recommendation whatsoever is given, by Sushil Finance, while making Investments in global Equity, ETFs or other such products provided on the Stockal platform. 

10. All logos and trademarks belong to their respective legal owners.

11. Drive Wealth LLC, a member of the Securities Investor Protection Corporation (SIPC), will serve as the custodian for your securities account. In the event that Drive Wealth LLC fails and is placed in liquidation under the Securities Investor Protection Act, securities in your brokerage account may be protected up to $500,000. For details, please see www.sipc.org.

12. Customer Declaration

As a part of the usage of this platform I/We, hereby unconditionally and irrevocably confirm and declare that I/We am/are fully competent and eligible/authorized to invest/subscribe to the securities provided on this platform as per prevailing terms and conditions. Before investing/subscribing to said securities, I/We have read all the transaction documents including but not limited to the offer document, instrument description, term sheet, security features, statutory filings, issuer information, rating letter(s), rating rationale(s) etc. and all other documents/information as required for my/our informed decision making. I am fully aware of and have independently evaluated the past and current financial and business performance of the issuers of the said securities. I/We also fully understand the various risks associated with investing/subscribing to said securities including but not limited to (a) Credit Risk i.e inability of the issuer to service the contractual obligations on account of financial deterioration or otherwise; (b) Market Risk i.e fluctuation in the price of the price instrument on account of volatility in the market or otherwise; (c) Liquidity risk i.e. inability to find ready liquidity due to lack or absence of trading or otherwise; (d) Instrument Risk i.e. risks arising out of nature and status of an instrument e.g. senior/subordinated, Gram secured/unsecured, asset cover/repayment mechanism, or otherwise, I/ We solely assume and undertake all the risks and/or liabilities that may arise out of investment/subscription to the said securities without any recourse or claims of whatsoever in nature, to any third party including but not limited to the intermediary/counterparty etc, introducing the transaction to me/us.